What role does the SEC play in regulating, enforcing and adjudicating financial fraud in the market? Do you believe they are effective in achieving their goals?

What role does the SEC play in regulating, enforcing and adjudicating financial fraud in the market? Do you believe they are effective in achieving their goals?

 

Solution

The U.S. Security and Exchange Commission was created to protect the interests of investors who turn to markets to help secure their future, to maintain fair, orderly and efficient markets and facilitate capital formation. These objectives can be fulfilled only when a regulatory framework is in place to guide and protect the investors,

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